The Financial Services Modernization Act of 1999 has resulted in a number of changes to
the financial services industry. In conjunction with these changes, financial institutions
are required to tell customers how their personal information is treated. SEC Regulation
S-P requires us to provide this statement to you once each year.
PCS Securities, Inc. and its employees strongly believe in protecting your confidentiality
and the security of personal information we collect from you.
Non-public information about you may be disclosed in some cases: to broker-dealers or
custodians in order to process transactions in your accounts; to respond to inquiries from
you or your representative; or to fulfill legal and regulatory requirements. We do not
make any disclosures of information to other companies, which may want to sell products
or services to you.
Our employees are instructed to protect the confidentiality of information and are
required to comply with our established policies.
PCS Securities, Inc.’s commitment to protecting your privacy has always been our
policy. We will continue to safeguard your privacy and the confidentiality of the
information you provide to us.
If you have any questions, please do not hesitate to contact your account representative.
